Updated 21/12/2024

Metadata

In force since 15/03/2013

Version from: 29/04/2024

References (6)

Timeline

07/10/2022

Amendment: Delegated Regulation 2022/1857 published in OJ

22/03/2019

Amendment: Delegated Regulation 2019/362 published in OJ

31/03/2017

ESMA70/708036281/82

Final Draft published

23/02/2013

Delegated Regulation 150/2013 published in OJ

16/02/2012

Other published

EMIR Tool Delegated Regulation 150/2013

Delegated Regulation 150/2013

Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance)

CHAPTER 1 - REGISTRATION (Article 1-23a)

SECTION 1 - General (Article 1-2)Article 1 - Identification, legal status and class of derivatives Article 2 - Policies and procedures

SECTION 2 - Ownership (Article 3-4)Article 3 - Ownership of the trade repository Article 4 - Ownership chart

SECTION 3 - Organisational structure, governance and compliance (Article 5-9)Article 5 - Organisational chart Article 6 - Corporate governance Article 7 - Internal control Article 8 - Regulatory compliance Article 9 - Senior management and members of the Board

SECTION 4 - Staffing and remuneration (Article 10-11)Article 10 - Staffing policies and procedures Article 11 - Fitness and properness

SECTION 5 - Financial resources for the performance of the trade repository (Article 12)Article 12 - Financial reports and business plans

SECTION 6 - Conflicts of interest (Article 13-15)Article 13 - Management of conflicts of interest Article 14 - Confidentiality Article 15 - Inventory and mitigation of conflicts of interest

SECTION 7 - Resources and procedures (Article 16-17)Article 16 - Information Technology resources and outsourcing GL Article 17 - Ancillary services

SECTION 8 - Access rules (Article 18-20)Article 18 - Transparency of access rules Article 19 - Verification of completeness and correctness of data Q&A Article 20 - Pricing policy transparency

SECTION 9 - Operational reliability (Article 21)Article 21 - Operational risk GL

SECTION 10 - Recordkeeping (Article 22)Article 22 - Recordkeeping policy

SECTION 11 - Data availability (Article 23-23a)Article 23 - Data availability mechanisms Article 23a - Direct and immediate access to data by authorities

CHAPTER 2 - EXTENSION OF REGISTRATION (Article 23b)Article 23b - Extension of registration

CHAPTER 3 - FEES AND VERIFICATION (Article 23c-25)Article 23c - Payment of fees Article 24 - Verification of the accuracy and completeness of the application Article 25 - Entry into force