Updated 21/12/2024
In force

Version from: 29/04/2024
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Article 15 - Inventory and mitigation of conflicts of interest

Article 15

Inventory and mitigation of conflicts of interest

1.  
An application for registration as a trade repository shall contain an up-to-date inventory, at the time of the application, of existing material conflicts of interest in relation to any ancillary or other related services provided by the applicant and a description of how these are being managed.
2.  
Where an applicant is part of a group, the inventory shall include any material conflicts of interest arising from other undertakings within the group and how these conflicts are being managed.