Article 4 | Delegated Regulation 150/2013

Article 4 - Ownership chart

Article 4

Ownership chart

An application for registration as a trade repository shall contain a chart showing the ownership links between the parent undertaking, subsidiaries and any other associated entities or branches.

The undertakings shown in the chart referred to in paragraph 1 shall be identified by their full name, legal status and legal address.

CHAPTER 1 - REGISTRATION (Article 1-23a)

SECTION 1 - General (Article 1-2)

SECTION 2 - Ownership (Article 3-4)Article 3 - Ownership of the trade repository Article 4 - Ownership chart

SECTION 3 - Organisational structure, governance and compliance (Article 5-9)

SECTION 4 - Staffing and remuneration (Article 10-11)

SECTION 5 - Financial resources for the performance of the trade repository (Article 12)

SECTION 6 - Conflicts of interest (Article 13-15)

SECTION 7 - Resources and procedures (Article 16-17)

SECTION 8 - Access rules (Article 18-20)

SECTION 9 - Operational reliability (Article 21)

SECTION 10 - Recordkeeping (Article 22)

SECTION 11 - Data availability (Article 23-23a)

CHAPTER 2 - EXTENSION OF REGISTRATION (Article 23b)

CHAPTER 3 - FEES AND VERIFICATION (Article 23c-25)

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Article 4 - Ownership chart

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