ANNEX IV
Template for the notification of information pursuant to Article 3(1) of this Regulation
Form for the communication of information in accordance with Article 5(2) of Regulation (EU) 2019/1156
FROM:
Member State:
Competent authority:
Designated contact point:
Email:
(Initial notification)
Dear Sir/Madam,
In accordance with Article 5(2) of Regulation (EU) 2019/1156 of the European Parliament and of the Council of 20 June 2019 on facilitating cross-border distribution of collective investment undertakings, I wish to provide you with the information referred to in this provision, namely:
The table below contains this information.
|
Hyperlinks to the competent authority’s website |
|
|
Hyperlink to [Name of the competent authority]’s website, where the information referred to in Article 5(1) of Regulation (EU) 2019/1156 is published in [specify the language customary in the sphere of international finance] |
[Insert hyperlink] |
|
(Where applicable) Hyperlink to [Name of the competent authority]’s website, where the information referred to in Article 5(1) of Regulation (EU) 2019/1156 is published in [specify the other language] |
[Insert hyperlink] |
|
Summary of marketing requirements |
|
|
Summary of marketing requirements referred to in Article 5(1) of Regulation (EU) 2019/1156 in [specify the language customary in the sphere of international finance] |
[Insert summary of marketing requirements] |
|
Summary of marketing requirements referred to in Article 5(1) of Regulation (EU) 2019/1156 in [specify the other language] |
[Insert summary of marketing requirements] |
Yours
faithfully,
[Signature]
(Where the notification concerns a change to information previously notified)
Dear Sir/Madam,
In accordance with Article 5(2) of Regulation (EU) 2019/1156, I wish to notify a change to the information referred to in this provision, namely (either) the hyperlink to [name of the authority]’s website, where information on the applicable national laws, regulations and administrative provisions governing the marketing requirements for AIFs and UCITS and their summaries is published, (and/or) the summary of the marketing requirements for the purpose of publication on European Securities and Markets Authority’s website.
The table below contains the details of the change implemented on [date of implementation of the change on the competent authority’s website].
|
Hyperlinks to the competent authorities’ websites |
|
|
Former hyperlink |
Updated hyperlink |
|
Hyperlink to [Name of the competent authority]’s website, where the information referred to in Article 5(1) of Regulation (EU) 2019/1156 was published in (specify the language customary in the sphere of international finance): [Insert former hyperlink] |
Updated hyperlink to [Name of the competent authority]’s website, where the information referred to in Article 5(1) of Regulation (EU) 2019/1156 is published in (specify the language customary in the sphere of international finance): [Insert updated hyperlink] |
|
Hyperlink to [Name of the competent authority]’s website, where the information referred to in Article 5(1) of Regulation (EU) 2019/1156 was published in [specify the other language]: [Insert updated hyperlink] |
Updated hyperlink to [Name of the competent authority]’s website, where the information referred to in Article 5(1) of Regulation (EU) 2019/1156 is published in [specify the other language]: [Insert former hyperlink] |
|
And/or |
|
|
Summary of marketing requirements |
|
|
Former summary of marketing requirements |
Updated summary of marketing requirements |
|
Former version of the summary of marketing requirements published in [specify the language customary in the sphere of international finance]: |
Updated version of the summary of marketing requirements published in [specify the language customary in the sphere of international finance]: |
|
[Insert former version of the summary of marketing requirements] |
[Insert updated version of the summary of marketing requirements] |
|
Former version of the summary of marketing requirements published in [specify the other language]: |
Updated version of the summary of marketing requirements published in [specify the other language]: |
|
[Insert former version of the summary of marketing requirements] |
[Insert updated version of the summary of marketing requirements] |
Yours
faithfully,
[Signature]