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Updated 16/09/2024

Metadata

In force since 28/06/2023

Initial Legal Act

References (5)

EBA webpage on this legal act

eba.europa.eu/legacy/regulation-and-policy/regulatory-activities/colleges-supervisors/regulatory-technical

Timeline

08/06/2023

Delegated Regulation 2023/1118 published in OJ

05/07/2021

EBA/RTS/2021/06

Final Draft published

24/02/2021

Consultation published

Search within this legal act

Synchronised with EUR-Lex on 16/09/2024

IFD Tool Delegated Regulation 2023/1118

Delegated Regulation 2023/1118

Commission Delegated Regulation (EU) 2023/1118 of 12 January 2023 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying the conditions under which colleges of supervisors exercise their tasks (Text with EEA relevance)

SECTION 1 - ESTABLISHMENT OF COLLEGES (Article 1-3)Article 1 - Mapping of investment firm groups Article 2 - Determination of whether the establishment of a college of supervisors is appropriate Article 3 - Communication about the establishment of a college of supervisors

SECTION 2 - FUNCTIONING OF COLLEGES (Article 4-8)Article 4 - Establishment of the written arrangements Article 5 - Identification of observers Article 6 - Participation in meetings of college of supervisors Article 7 - Delegation of tasks and responsibilities Article 8 - Exchange of information between the members of the college of supervisors and an investment firm group

SECTION 3 - PLANNING AND COORDINATION OF SUPERVISORY ACTIVITIES IN GOING CONCERN SITUATIONS (Article 9-14)Article 9 - General conditions for the exchange of information within the college of supervisors Article 10 - Exchange of information to increase the efficiency of supervision of investment firm groups Article 11 - Exchange of information for the purposes of supervisory review and evaluation process Article 12 - Exchange of information with regard to the ongoing review of the permission to use internal models Article 13 - Cooperation with regard to non-compliance and sanctions Article 14 - Implementation of the supervisory review and evaluation process

SECTION 4 - PLANNING AND COORDINATION OF SUPERVISORY ACTIVITIES IN PREPARATION FOR AND DURING EMERGENCY SITUATIONS (Article 15-19)Article 15 - College framework in anticipation of possible emergency situations Article 16 - The exchange of information during emergency situations Article 17 - Coordination of the supervisory assessment and response to an emergency situation Article 18 - Coordination of the external communication in an emergency situation Article 19 - Entry into force

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