(a)

investment firms authorised in a Member State and branches established in a Member State, other than investment firms to which Article 1(2) of Regulation (EU) 2019/2033 of the European Parliament and of the Council (3) applies;

(b)

financial institutions, ancillary services undertakings, tied agents and branches thereof authorised or established in a Member State;

(c)

investment firms, financial institutions, ancillary services undertakings, tied agents and branches thereof authorised or established in a third country.

(a)

the Member State where the investment firm is authorised or the branch is established;

(b)

the competent authority responsible for the supervision of the investment firm or the competent authority of the host Member State where the branch is established, and other relevant financial sector authorities of that Member State, including competent authorities responsible for the supervision of markets in financial instruments, for the prevention of the use of the financial system for the purposes of money laundering or terrorism financing, for consumer protection and for resolution;

(c)

for an investment firm, authorised in a Member State, whether it meets the criteria to be deemed to be a small and non-interconnected investment firm as referred to in Article 12(1) of Regulation (EU) 2019/2033.

(a)

the Member State or the third country where the group entity or branch has been authorised or established;

(b)

the authority responsible for or involved in the supervision of that group entity or branch;

(c)

information on the importance of the group entity or branch for the Member State referred to in point (a) and for the investment firm group, and the relevant criteria used by the competent authorities to determine that importance.