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Article 10 - Exchange of information to increase the efficiency of supervision of investment firm groups

Article 10

Exchange of information to increase the efficiency of supervision of investment firm groups

1.   The group supervisor and the members of the college of supervisors shall regularly exchange the following information:

(a)

the information referred to in Article 13(1) and (2) of Directive (EU) 2019/2034, as further specified in Commission Delegated Regulation (EU) 2023/1117 (4);

(b)

information necessary for meeting the cooperation requirements laid down in Article 49 of Directive (EU) 2019/2034;

(c)

where relevant, information on the macroeconomic environment in which the investment firm group and its entities operate.

2.   Based on the information exchanged in accordance with paragraph 1, the group supervisor and the members of the college of supervisors shall identify and exchange quantitative information to identify early warning signs, potential risks and vulnerabilities and to inform the supervisory review and evaluation process.


(4)  Commission Delegated Regulation (EU) 2023/1117 of 12 January 2023 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying requirements for the type and nature of the information to be exchanged by competent authorities of home and host Member States (see page 10 of this Official Journal).