Updated 22/10/2024
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Article 10 - Staffing policies and procedures

Article 10

Staffing policies and procedures

An application for registration as a trade repository shall contain the following information:

(a)

a copy of the remuneration policy for the senior management, board members and the staff employed in risk and control functions of the applicant;

(b)

a description of the measures put in place by the applicant to mitigate the risk of over-reliance on any individual employees.