Updated 22/10/2024
In force since 11/04/2019

Initial Legal Act
References (7)
22/03/2019
Delegated Regulation 2019/359 published in OJ
31/03/2017
ESMA70/708036281/82
Final Draft published
30/09/2016
ESMA/2016/1409
Consultation published
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SFTR ToolDelegated Regulation 2019/359

Delegated Regulation 2019/359

Commission Delegated Regulation (EU) 2019/359 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository (Text with EEA relevance)

RecitalsArticle 1 - Identification, legal status and types of securities financing transactionsArticle 2 - Policies and proceduresArticle 3 - Ownership of the trade repositoryArticle 4 - Ownership chartArticle 5 - Organisational chartArticle 6 - Corporate governanceArticle 7 - Internal controlArticle 8 - Regulatory complianceArticle 9 - Senior management and members of the BoardArticle 10 - Staffing policies and proceduresArticle 11 - Fitness and propernessArticle 12 - Financial reports and business plansArticle 13 - Management of conflicts of interestArticle 14 - ConfidentialityArticle 15 - Inventory and mitigation of conflicts of interestArticle 16 - Information Technology resources and outsourcing GLArticle 17 - Ancillary servicesArticle 18 - Transparency of access rulesArticle 19 - Verification of completeness and correctness of dataArticle 20 - Pricing policy transparencyArticle 21 - Operational risk GLArticle 22 - Recordkeeping policyArticle 23 - Data availability mechanismsArticle 24 - Direct and immediate access to data by authoritiesArticle 25 - Payment of feesArticle 26 - Information to be provided in the case of extension of registrationArticle 27 - Verification of the accuracy and completeness of the applicationArticle 28 - Entry into force