Article 10 | Delegated Regulation 2017/590

Updated 22/10/2024

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In force

Initial Legal Act

Amendments

Article 10 - Designation to identify an applicable waiver

Article 10

Designation to identify an applicable waiver

Transaction reports shall identify the applicable waiver pursuant to Article 4 or Article 9 of Regulation (EU) No 600/2014 under which the executed transaction has taken place in accordance with field 61 of Table 2 of Annex I to this Regulation.

Recitals Article 1 - Data standards and formats for transaction reporting Q&A Article 2 - Meaning of transaction Q&AGL Article 3 - Meaning of execution of a transaction Q&AGL Article 4 - Transmission of an order Q&AGL Article 5 - Identification of the investment firm executing a transaction Q&AGL Article 6 - Designation to identify natural persons Q&AGL Article 7 - Details of the identity of the client and identifier and details for the decision maker Article 8 - Identification of person or computer algorithm responsible for the investment decision GL Article 9 - Identification of person or computer algorithm responsible for execution of a transaction Article 10 - Designation to identify an applicable waiver Article 11 - Designation to identify a short sale Article 12 - Reporting of an execution for a combination of financial instruments Q&AGL Article 13 - Conditions upon which legal entity identifiers are to be developed, attributed and maintained GL Article 14 - Reporting transactions executed by branches Q&AGL Article 15 - Methods and arrangements for reporting financial transactions Q&A Article 16 - Determination of the most relevant market in terms of liquidity Q&A Article 17 - Entry into force and application ANNEX I Q&A ANNEX II

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Article 10 - Designation to identify an applicable waiver

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