Article 1
Information necessary for the registration
A third-country firm applying for the provision of investment services or performance of activities throughout the Union in accordance with the second subparagraph of Article 46(4) of Regulation (EU) No 600/2014 shall submit the following information to ESMA:
(a) |
full name of the firm, including its legal name and any other trading name to be used by the firm; |
(b) |
contact details of the firm, including the head office address, telephone number and email address; |
(c) |
contact details of the person in charge of the application, including telephone number and email address; |
(d) |
website, where available; |
(e) |
national identification number of the firm, where available; |
(f) |
legal entity identifier (LEI) of the firm, where available; |
(g) |
Business Identifier Code (BIC) of the firm, where available; |
(h) |
name and address of the competent authority of the third country that is responsible for the supervision of the firm; where more than one authority is responsible for supervision, the details of the respective areas of competence shall be provided; |
(i) |
the link to the register of each competent authority of the third country, where available; |
(j) |
information on which investment services, activities, and ancillary services it is authorised to provide in the country where the firm is established; |
(k) |
the investment services to be provided and activities to be performed in the Union, together with any ancillary services. |