Article 51 | Delegated Regulation 2017/565 | judict

Updated 18/09/2024

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MiFID II Tool Delegated Regulation 2017/565

Article 51

Article 51 - Information provided in accordance with Directive 2009/65/EU and Regulation (EU) No 1286/2014(Article 24(4) of Directive 2014/65/EU)

Article 51

Information provided in accordance with Directive 2009/65/EU and Regulation (EU) No 1286/2014

(Article 24(4) of Directive 2014/65/EU)

Investment firms distributing units in collective investment undertakings or PRIIPs shall additionally inform their clients about any other costs and associated charges related to the product which may have not been included in the UCITS KID or PRIIPs KID and about the costs and charges relating to their provision of investment services in relation to that financial instrument.

Table of contents

CHAPTER I - SCOPE AND DEFINITIONS (Article 1-20)

CHAPTER II - ORGANISATIONAL REQUIREMENTS (Article 21-43)

CHAPTER III - OPERATING CONDITIONS FOR INVESTMENT FIRMS (Article 44-79)

SECTION 1 - Information to clients and potential clients (Article 44-51)Article 44 - Fair, clear and not misleading information requirements (Article 24(3) of Directive 2014/65/EU) Q&A Article 45 - Information concerning client categorisation (Article 24(4) of Directive 2014/65/EU) Q&A Article 46 - General requirements for information to clients (Article 24(4) of Directive 2014/65/EU) Q&A Article 47 - Information about the investment firm and its services for clients and potential clients (Article 24(4) of Directive 2014/65/EU) Article 48 - Information about financial instruments (Article 24(4) of Directive 2014/65/EU)Article 49 - Information concerning safeguarding of client financial instruments or client funds (Article 24(4) of Directive 2014/65/EU) Article 50 - Information on costs and associated charges (Article 24(4) of Directive 2014/65/EU) Q&A Article 51 - Information provided in accordance with Directive 2009/65/EU and Regulation (EU) No 1286/2014(Article 24(4) of Directive 2014/65/EU)

SECTION 2 - Investment advice (Article 52-53)

SECTION 3 - Assessment of suitability and appropriateness (Article 54-58)

SECTION 4 - Reporting to clients (Article 59-63)

SECTION 5 - Best execution (Article 64-66)

SECTION 6 - Client order handling (Article 67-70)

SECTION 7 - Eligible counterparties (Article 71)

SECTION 8 - Record-keeping (Article 72-76)

SECTION 9 - SME growth markets (Article 77-79)

CHAPTER IV - OPERATING OBLIGATIONS FOR TRADING VENUES (Article 80-82)

CHAPTER V - POSITION REPORTING IN COMMODITY DERIVATIVES (Article 83)

CHAPTER VI - DATA PROVISION OBLIGATIONS FOR DATA REPORTING SERVICE PROVIDERS (Article 84-89)

CHAPTER VII - COMPETENT AUTHORITIES AND FINAL PROVISIONS (Article 90)

CHAPTER VIII - FINAL PROVISIONS (Article 91)

ANNEX I ANNEX II Q&A ANNEX III ANNEX IV