Article 9 | Delegated Regulation 449/2012

Article 9 - Ownership chart

Article 9

Ownership chart

A credit rating agency shall provide ESMA with a chart showing the ownership links between any parent undertaking, subsidiaries and any other associated entities established in the Union and their branches. The undertakings shown in the chart shall be identified by their full name, legal status and address of the registered office and head office.

CHAPTER 1 - SUBJECT MATTER (Article 1)

CHAPTER 2 - REGISTRATION (Article 2-25)

SECTION 1 - General (Article 2-7)

SECTION 2 - Ownership structure (Article 8-9)Article 8 - Owners and parent undertaking of a credit rating agency Article 9 - Ownership chart

SECTION 3 - Organisational structure and corporate governance (Article 10-12)

SECTION 4 - Financial resources for the performance of credit rating activities (Article 13)

SECTION 5 - Staffing and compensation (Article 14-15)

SECTION 6 - Issuance and review of credit ratings (Article 16-18)

SECTION 7 - Description of issue and review procedures and methodologies (Article 19)

SECTION 8 - Conflicts of interest (Article 20-22)

SECTION 9 - Programme of operations (Article 23)

SECTION 10 - Use of endorsement (Article 24)

SECTION 11 - Outsourcing (Article 25)

CHAPTER 3 - CERTIFICATION (Article 26-28)

CHAPTER 4 - FINAL PROVISIONS (Article 29)

Metadata

Related documents

Article 9 - Ownership chart

Table of contents