ANNEX V

ANNEX V

INFORMATION TO BE PRESENTED WITH REGARD TO CORPORATE GOVERNANCE

(Article 12)

Identification of the members of the administrative or supervisory board and other committees as established in Article 12(3):

Identification of the member	Body (administrative board, supervisory board, audit committee, remunerations committee, etc.) and position (Chair, vice-chair, member)	Body of other undertakings where the person is a member and position
…	…
…	…
…	…

Identification of the independent members of the administrative or supervisory board as established in Article 12(3) and justification of their independence if they are independent members and of their in-depth knowledge and experience at a senior level of the market in structured finance instruments, where the credit agency applies to issue credit ratings of structured finance products, according to Section A(2) of Annex I to Regulation (EC) No 1060/2009:

Identification of the member	Body (administrative or supervisory board)	Independent member (YES/NO) and if YES, provide justification	Experience in structured finance instruments (YES/NO) and if YES, provide justification
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…	…

A credit rating agency shall provide to ESMA a copy of the following documents as established in Article 12(4):

(a)	the last three sets of minutes of the meetings of the administrative and supervisory board;

(b)	the most recent minutes of the meetings of any other committees, such as the remuneration or strategy committees; and

(c)	the last three opinions or reports presented to the administrative or supervisory board by the independent members.

Recitals

CHAPTER 1 - SUBJECT MATTER (Article 1)

CHAPTER 2 - REGISTRATION (Article 2-25)

CHAPTER 3 - CERTIFICATION (Article 26-28)

CHAPTER 4 - FINAL PROVISIONS (Article 29)

ANNEX I ANNEX II ANNEX III ANNEX IV ANNEX V ANNEX VI ANNEX VII ANNEX VIII ANNEX IX ANNEX X ANNEX XI ANNEX XII

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