ANNEX VII

Model for the communication by the competent authorities of a management company’s home Member State to the competent authorities of the management company’s host Member State under Article 17(2) letter (d) of Directive 2009/65/EC

NOTIFICATION LETTER

NOTIFICATION OF PERSONS RESPONSIBLE FOR A BRANCH (1) RELATED TO THE INTENTION OF A MANAGEMENT COMPANY TO ESTABLISH A BRANCH IN A MEMBER STATE OTHER THAN ITS HOME MEMBER STATE IN ACCORDANCE WITH ARTICLE 17, PARAGRAPH (2), LETTER (D) OF DIRECTIVE 2009/65/EC.

IN ______________________________________ (the host Member State)

Identification of the management Company
Management company
Management company LEI
National identification code of the management company (where available)
Management company’s home Member State
Address and, where different from address, registered office/domicile

Identification of the branch
Name of the branch
National identification code of the branch in the management company’s home Member State (where available)
National identification code of the branch in the Member State where the branch is established (where available)
Address and, where different from address, registered office/domicile

Are you notifying amendments to information already provided in an initial notification? Yes ☐ No ☐

In case the answer to this question is ‘Yes’, please highlight below the updated information compared to the previous notification and indicate the date of the previous notification: __________________

NOTIFICATION OF A PERSON RESPONSIBLE FOR:

☐	The management of the branch

☐

The termination of the operations of the branch (2) Identification of notified person Surname   First name   Position or function performed   Start date for this position   End date for this position (where relevant)   Telephone number   Email address   Additional remarks Additional remarks, where indicated (e.g. former name in case of name changes, position changes, etc.)   Date   Name and capacity of the signatory   Signature

---

(1)  Please submit one separate form for each relevant person and one form per electronic file only.

(2)  Notification of a person responsible for the termination of the branch should only be filed as an update where the termination of the branch is envisaged.

---

ELI: http://data.europa.eu/eli/reg_impl/2024/910/oj

ISSN 1977-0677 (electronic edition)