ANNEX IV
Attestation of the competent authority of compensation schemes intended to protect investors pursuant to Article 17(3), first subparagraph, and Article 18(2), second subparagraph, of Directive 2009/65/EC
ATTESTATION ESTABLISHED BY ______________________________________ (name of the competent authority of the management company’s home Member State)
Section 1. Department responsible for the establishment of this attestation within the competent authority of the management company’s home Member State
Department |
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Address of the competent authority |
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Email address of the department establishing the statement |
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Section 2. Identification of management company this attestation relates to
Management company |
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Management company’s LEI |
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National identification code of the management company (where available) |
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Management company’s home Member State |
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Address and, where different from address, registered office/domicile |
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Section 3. Identification of the investor compensation scheme
Investor compensation scheme |
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Address of the investor compensation scheme |
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Registered office/domicile of the investor compensation scheme where different from its address |
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Details of the investor compensation scheme’s website |
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(The attestation shall be signed and dated by a representative of the competent authority of the UCITS home Member State. The signatory shall state his or her full name and capacity.)
Date |
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Name and capacity of the signatory |
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Signature |
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