Article 38f | MiFIR | Regulation 600/2014

Updated 22/10/2024

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In force

Version from: 28/03/2024

Amendments

Level 2 legal acts

There is currently no Level 2 legal act based on or specifying Article 38f.

Article 38f - Professional secrecy

Article 38f

Professional secrecy

The obligation of professional secrecy referred to in Article 76 of Directive 2014/65/EU shall apply to ESMA and all persons who work or who have worked for ESMA or for any other person to whom ESMA has delegated tasks, including auditors and experts contracted by ESMA.

Recitals

TITLE I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-2)

TITLE II - TRANSPARENCY FOR TRADING VENUES (Article 3-13)

TITLE III - TRANSPARENCY FOR SYSTEMATIC INTERNALISERS AND INVESTMENT FIRMS TRADING OTC AND TICK SIZE REGIME FOR SYSTEMATIC INTERNALISERS (Article 14-23a)

TITLE IV - TRANSACTION REPORTING (Article 24-27)

TITLE IVa - DATA REPORTING SERVICES (Article 27a-27i)

TITLE V - DERIVATIVES (Article 28-34)

TITLE VI - NON-DISCRIMINATORY CLEARING ACCESS FOR FINANCIAL INSTRUMENTS (Article 35-38)

TITLE VIa - ESMA POWERS AND COMPETENCES (Article 38a-38o)

CHAPTER 1 - Competences and procedures (Article 38a-38g)Article 38a - Exercise of ESMA’s powers Article 38b - Request for information Article 38c - General investigations Article 38d - On-site inspections Article 38e - Exchange of information Article 38f - Professional secrecy Article 38g - Supervisory measures by ESMA DA

CHAPTER 2 - Administrative sanctions and other administrative measures (Article 38h-38o)

TITLE VII - SUPERVISORY MEASURES ON PRODUCT INTERVENTION AND POSITIONS (Article 39-45)

TITLE VIII - PROVISION OF SERVICES AND PERFORMANCE OF ACTIVITIES BY THIRD-COUNTRY FIRMS FOLLOWING AN EQUIVALENCE DECISION WITH OR WITHOUT A BRANCH (Article 46-49)

TITLE IX - DELEGATED AND IMPLEMENTING ACTS (Article 50-51)

TITLE X - FINAL PROVISIONS (Article 52-55)

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Level 2 legal acts

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Article 38f - Professional secrecy

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