Article 38a | MiFIR | Regulation 600/2014

Updated 22/10/2024

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In force

Version from: 28/03/2024

Amendments

Level 2 legal acts

There is currently no Level 2 legal act based on or specifying Article 38a.

Article 38a - Exercise of ESMA’s powers

Article 38a

Exercise of ESMA’s powers

The powers conferred on ESMA or any official of or other person authorised by ESMA by Articles 38b to 38e shall not be used to require the disclosure of information or documents which are subject to legal privilege.

Recitals

TITLE I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-2)

TITLE II - TRANSPARENCY FOR TRADING VENUES (Article 3-13)

TITLE III - TRANSPARENCY FOR SYSTEMATIC INTERNALISERS AND INVESTMENT FIRMS TRADING OTC AND TICK SIZE REGIME FOR SYSTEMATIC INTERNALISERS (Article 14-23a)

TITLE IV - TRANSACTION REPORTING (Article 24-27)

TITLE IVa - DATA REPORTING SERVICES (Article 27a-27i)

TITLE V - DERIVATIVES (Article 28-34)

TITLE VI - NON-DISCRIMINATORY CLEARING ACCESS FOR FINANCIAL INSTRUMENTS (Article 35-38)

TITLE VIa - ESMA POWERS AND COMPETENCES (Article 38a-38o)

CHAPTER 1 - Competences and procedures (Article 38a-38g)Article 38a - Exercise of ESMA’s powers Article 38b - Request for information Article 38c - General investigations Article 38d - On-site inspections Article 38e - Exchange of information Article 38f - Professional secrecy Article 38g - Supervisory measures by ESMA DA

CHAPTER 2 - Administrative sanctions and other administrative measures (Article 38h-38o)

TITLE VII - SUPERVISORY MEASURES ON PRODUCT INTERVENTION AND POSITIONS (Article 39-45)

TITLE VIII - PROVISION OF SERVICES AND PERFORMANCE OF ACTIVITIES BY THIRD-COUNTRY FIRMS FOLLOWING AN EQUIVALENCE DECISION WITH OR WITHOUT A BRANCH (Article 46-49)

TITLE IX - DELEGATED AND IMPLEMENTING ACTS (Article 50-51)

TITLE X - FINAL PROVISIONS (Article 52-55)

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Level 2 legal acts

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Article 38a - Exercise of ESMA’s powers

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