Updated 21/12/2024
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Article 6 - Format and frequency of reporting by small and non-interconnected investment firms

Article 6

Format and frequency of reporting by small and non-interconnected investment firms

1.   Small and non-interconnected investment firms shall report the information specified in the templates of Annex III to this Regulation in accordance with the instructions of Annex IV to this Regulation with an annual frequency. Investment firms that benefit from the exemption referred to in Article 43(1), second subparagraph, of Regulation (EU) 2019/2033 shall be exempted from the duty to submit the information specified in template IF 09.01 of Annex III to this Regulation.