Article 4 | Implementing Regulation 2021/897

Updated 05/02/2025

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In force

Initial Legal Act

Amendments

Article 4 - Implementing Regulation 2021/897

Article 4

Appropriateness of the information submitted

For the purposes of Article 40(6) of Regulation (EU) 2019/1238, PEPP providers shall use the relevant templates set out in Annex I to this Regulation to ensure the ongoing appropriateness of the information submitted.

Recitals

CHAPTER I - QUANTITATIVE SUPERVISORY REPORTING (Article 1-4)Article 1 - Formats of supervisory reporting Article 2 - Reporting currency Article 3 - Templates for annual quantitative reporting Article 4 - Appropriateness of the information submitted

CHAPTER II - GENERAL PROVISIONS ON COOPERATION AND EXCHANGE OF INFORMATION (Article 5-8)

CHAPTER III - COOPERATION AND EXCHANGE OF INFORMATION IN THE REGISTRATION AND DEREGISTRATION PROCESS (Article 9-12)

CHAPTER IV - ONGOING COOPERATION AND REGULAR EXCHANGE OF INFORMATION (Article 13-14)

CHAPTER V - AD HOC COOPERATION AND EXCHANGE OF INFORMATION (Article 15-18)

ANNEX I - REPORTING TEMPLATES ANNEX II - INSTRUCTIONS ON REPORTING TEMPLATES ANNEX III - CIC table ANNEX IV - Definitions of the CIC table ANNEX V - Template for registration ANNEX VI - Template for notification of registration ANNEX VII - Template for deregistration ANNEX VIII - Template for notification of deregistration ANNEX IX - Template for opening a sub-account ANNEX X - Template for notification of opening of a sub-account ANNEX XI - Template for request for information/cooperation ANNEX XII - Template for reply to request for information/cooperation ANNEX XIII - Template for notification of infringement ANNEX XIV - Template for information regarding national provisions

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Article 4 - Implementing Regulation 2021/897

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