ANNEX I
REPORTING TEMPLATES
PP.01.01.33
CONTENT OF THE SUBMISSION
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C0010 |
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Template Code - Template name |
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PP.01.02.33 - Basic Information - General |
R0010 |
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PP.52.01.33 – PEPP and PEPP saver information |
R0020 |
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PP.06.02.33 - List of assets |
R0030 |
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PP.06.03.33 - Collective investment undertakings - look - through approach |
R0040 |
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PP.08.03.33 – Aggregate information on open derivatives |
R0050 |
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PP.01.02.33
BASIC INFORMATION – GENERAL
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C0010 |
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PEPP name |
R0010 |
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PEPP registration number |
R0020 |
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Language of reporting |
R0030 |
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Reporting submission date |
R0040 |
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Financial year end |
R0050 |
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Reporting reference date |
R0060 |
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Regular/Ad hoc submission |
R0070 |
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Currency used for reporting |
R0090 |
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Product still commercialised? |
R0260 |
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Type of entity |
R0270 |
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Use of common pool of assets for all investments options |
R0280 |
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PP.52.01.33
PEPP AND PEPP SAVER INFORMATION (1)
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Costs |
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Administration costs |
Distribution costs |
Investment costs |
Costs of capital guarantees, if any |
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Costs of advice |
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C0020 |
C0040 |
C0050 |
C0060 |
C0100 |
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Basic PEPP |
R0010 |
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Alternative investment options |
R0040 |
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PEPP AND PEPP SAVER INFORMATION (2)
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Country |
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Number of PEPP savers |
Financial and saver flows |
… |
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Total gross contributions received |
Total gross investment returns |
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C0150 |
C0160 |
C0170 |
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Basic PEPP |
R0010 |
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Commercialised in the country |
R0020 |
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In run-off |
R0030 |
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Alternative investment options |
R0040 |
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Commercialised in the country |
R0050 |
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In run-off |
R0060 |
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Financial and saver flows |
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… |
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Number of notifications in accordance with Article 20(1) received from PEPP savers that have changed their residence to another Member State |
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Benefit payments not related to retirement |
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Total benefit payments |
Benefit payments related to retirement |
Benefit payments related to retirement paid through annuities |
Benefit payments related to retirement paid through lump sum |
Benefit payments related to retirement paid through drawdown payments |
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C0190 |
C0200 |
C0210 |
C0220 |
C0230 |
C0240 |
C0250 |
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Financial and saver flows |
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Assets |
Obligations |
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Number of requests for opening a sub-account in accordance with Article 20(2) of Regulation (EU) 2019/1238 |
Number of sub-accounts opened in accordance with Article 20(2) of Regulation (EU) 2019/1238 |
Number of requests from PEPP savers for switching in accordance with Article 20(5)(a) of Regulation (EU) 2019/1238 |
Actual transfers made in accordance with Article 20(5)(a) of Regulation (EU) 2019/1238 |
Number of requests from PEPP savers for switching made in accordance with Article 52(3) of Regulation (EU) 2019/1238 |
Actual transfers made in accordance with Article 52(3) of Regulation (EU) 2019/1238 |
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C0260 |
C0270 |
C0280 |
C0290 |
C0300 |
C0310 |
C0320 |
C0330 |
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Number of complaints |
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C0340 |
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PP.06.02.33
LIST OF ASSETS
INFORMATION ON POSITIONS HELD
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Asset ID Code and Type of code |
Basic PEPP/alternative investment options |
Country of custody |
Custodian |
Quantity |
… |
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C0011 |
C0010 |
C0040 |
C0050 |
C0060 |
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Par amount |
Valuation method |
Acquisition value |
Accrued interest |
Market asset value |
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C0070 |
C0075 |
C0080 |
C0090 |
C0100 |
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INFORMATION ON ASSETS
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Asset ID Code and Type of code |
Item title |
Issuer name |
Issuer code and Type of issuer code |
Issuer sector |
… |
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C0011 |
C0130 |
C0140 |
C0150 |
C0170 |
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Issuer group |
Issuer Group Code and Type of issuer group code |
Issuer country |
Currency |
CIC |
… |
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C0180 |
C0190 |
C0210 |
C0220 |
C0230 |
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Alternative investment |
External rating |
Nominated ECAI |
Unit price |
Unit percentage of par amount price |
Duration |
Maturity date |
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C0240 |
C0250 |
C0260 |
C0370 |
C0380 |
C0270 |
C0280 |
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PP.06.03.33
COLLECTIVE INVESTMENT UNDERTAKINGS – LOOK-THROUGH APPROACH
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Collective Investments Undertaking ID Code and Type of code |
Underlying asset category |
Country of issue |
Currency |
Total amount |
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C0010 |
C0030 |
C0040 |
C0050 |
C0060 |
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PP.08.03.33
INFORMATION ON POSITIONS HELD – NOTIONAL AMOUNT
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Notional amount |
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Basic PEPP |
Alternative investment |
PEPP assets |
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C0010 |
C0030 |
C0050 |
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Interest rate swaps (D1) |
R0010 |
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Forward exchange rate agreement (F2) |
R0020 |
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Other derivatives |
R0030 |
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INFORMATION ON POSITIONS HELD – VALUE
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Value |
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Basic PEPP |
Alternative investment options |
PEPP assets |
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C0020 |
C0040 |
C0060 |
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Interest rate swaps (D1) |
R0010 |
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Forward exchange rate agreement (F2) |
R0020 |
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Other derivatives |
R0030 |
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