Article 2
Information about management and ownership structure of investment firms operating through a branch
1. The competent authorities of the home Member State shall provide the competent authorities of the host Member State with the organisational structure of an investment firm, its business lines and its relationships to entities within the group.
2. In addition to the type of information referred to in paragraph 1, the competent authorities of the home Member State supervising an investment firm not identified as small and non-interconnected investment firm in accordance with Article 12 of Regulation (EU) 2019/2033 of the European Parliament and of the Council (5) shall provide the competent authorities of the host Member State with the following information in relation to the investment firm:
(a) |
the structure of the management body and senior management as well as a description of the allocation of responsibilities for the oversight of a branch; |
(b) |
the list of shareholders and members with qualifying holdings. |
(5) Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (OJ L 314, 5.12.2019, p. 1).