Updated 21/12/2024
In force since 28/06/2023

Initial Legal Act
References (3)
eba.europa.eu/legacy/regulation-and-policy/regulatory-activities/passporting-and-supervision-branches/technical
08/06/2023
Delegated Regulation 2023/1117 published in OJ
05/07/2021
EBA/RTS/2021/07 and EBA/ITS/2021/05
Final Draft published
24/02/2021
EBA/CP/2021/04
Consultation published
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IFD ToolDelegated Regulation 2023/1117

Delegated Regulation 2023/1117

Commission Delegated Regulation (EU) 2023/1117 of 12 January 2023 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying requirements for the type and nature of the information to be exchanged by competent authorities of home and host Member States (Text with EEA relevance)

RecitalsArticle 1 - Information on a consolidated basisArticle 2 - Information about management and ownership structure of investment firms operating through a branchArticle 3 - Information about compliance with own funds requirementsArticle 4 - Information about compliance with concentration risk requirements and liquidity requirementsArticle 5 - Information about administrative and accounting proceduresArticle 6 - Information about internal control mechanismsArticle 7 - Information about other factors that may influence the risk posed by the investment firmArticle 8 - Information about general non-complianceArticle 9 - Communication of supervisory measures and sanctionsArticle 10 - Information about the arrangements for preparing for emergency situationsArticle 11 - Information from authorities of the host Member StateArticle 12 - Information about cross-border service providersArticle 13 - Entry into force