(i)

an overview of the member’s post-secondary education;

(ii)

the member’s employment history with dates, identification of positions held and a description of the functions occupied;

(iii)

any professional qualification held by the member, together with the date when that qualification was acquired and the status of any membership in a relevant professional body;

(i)

has been convicted of any criminal offence in connection with the provision of financial or data services or in relation to acts of fraud or embezzlement;

(ii)

has been subject to any adverse decision in any proceedings of a disciplinary nature brought by a regulatory authority or government body or agency or is the subject of any such proceedings which are not concluded;

(iii)

has been subject to an adverse judicial finding in civil proceedings before a court in connection with the provision of financial or data services, or for impropriety or fraud in the management of a business;

(iv)

has been part of the board or senior management of an undertaking whose registration or authorisation was withdrawn by a regulatory body;

(v)

has been refused the right to carry on activities which require registration or authorisation by a regulatory body;

(vi)

has been part of the board or senior management of an undertaking which has gone into insolvency or liquidation, either while the member was connected to the undertaking or within a year of the member’s ceasing to be connected to the undertaking;

(vii)

has been part of the board or senior management of an undertaking which was subject to an adverse decision or penalty by a regulatory body;

(viii)

has been otherwise fined, suspended, disqualified, or been subject to any other sanction in relation to fraud, embezzlement or in connection with the provision of financial or data services, by a government or regulatory or professional body;

(ix)

has been disqualified from acting as a director, disqualified from acting in any managerial capacity, or dismissed from employment or other appointment in an undertaking as a consequence of misconduct or malpractice;