Updated 05/02/2025
In force since 23/09/2020

Initial Legal Act
References (4)
03/09/2020
Delegated Regulation 2020/1230 published in OJ
12/11/2018
ESMA33-128-488
Final Draft published
23/03/2018
ESMA33-128-109
Consultation published
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SECR ToolDelegated Regulation 2020/1230

Delegated Regulation 2020/1230

Commission Delegated Regulation (EU) 2020/1230 of 29 November 2019 supplementing Regulation (EU) 2017/2402 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration of a securitisation repository and the details of the simplified application for an extension of registration of a trade repository (Text with EEA relevance)

RecitalsArticle 1 - DefinitionsArticle 2 - Identification, legal status and type of securitisationArticle 3 - Organisational chartArticle 4 - Corporate governanceArticle 5 - Internal controlArticle 6 - Conflicts of interestArticle 7 - Ownership of the securitisation repositoryArticle 8 - Ownership chartArticle 9 - Policies and proceduresArticle 10 - Regulatory complianceArticle 11 - Staffing policies and proceduresArticle 12 - Information about the applicant’s staff members involved in the provision of core securitisation servicesArticle 13 - Financial reports and business plansArticle 14 - Information technology resourcesArticle 15 - Information collection and availability mechanismsArticle 16 - Ancillary servicesArticle 17 - Senior management and members of the boardArticle 18 - Transparency of access rulesArticle 19 - Pricing policy transparencyArticle 20 - Operational riskArticle 21 - OutsourcingArticle 22 - SecurityArticle 23 - Verification proceduresArticle 24 - Quality of information producedArticle 25 - ConfidentialityArticle 26 - Record-keeping policyArticle 27 - Payment of feesArticle 28 - Verification of the accuracy and completeness of the applicationArticle 29 - Information requirements for a registered trade repository seeking to provide core securitisation servicesArticle 30 - Entry into force