Updated 16/09/2024

Metadata

In force since 11/07/2019

Version from: 17/09/2020

References (14)

Timeline

14/09/2020

Amendment: Delegated Regulation 2020/1272 published in OJ

04/12/2019

Final Draft published

21/06/2019

Delegated Regulation 2019/979 published in OJ

17/07/2018

Final Draft published

15/12/2017

Consultation published

PR Tool Delegated Regulation 2019/979

Delegated Regulation 2019/979

Commission Delegated Regulation (EU) 2019/979 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council with regard to regulatory technical standards on key financial information in the summary of a prospectus, the publication and classification of prospectuses, advertisements for securities, supplements to a prospectus, and the notification portal, and repealing Commission Delegated Regulation (EU) No 382/2014 and Commission Delegated Regulation (EU) 2016/301 (Text with EEA relevance)

CHAPTER I - KEY FINANCIAL INFORMATION IN THE PROSPECTUS SUMMARY (Article 1-9)

SECTION 1 - Content of the key financial information in the prospectus summary (Article 1-8)Article 1 - Minimum content of the key financial information in the summary of a prospectus Article 2 - Key financial information for non-financial entities issuing equity securities Article 3 - Key financial information for non-financial entities issuing non-equity securities Article 4 - Key financial information for credit institutions Article 5 - Key financial information for insurance companies Article 6 - Key financial information for special purpose vehicles issuing asset backed securities Article 7 - Key financial information for closed end funds Article 8 - Key financial information for guarantors

SECTION 2 - Format of the key financial information in the prospectus summary (Article 9)Article 9 - Format of the key financial information in the summary of a prospectus

CHAPTER II - PUBLICATION OF THE PROSPECTUS (Article 10)Article 10 - Publication of the prospectus

CHAPTER III - MACHINE READABLE DATA FOR THE CLASSIFICATION OF PROSPECTUSES (Article 11-12)Article 11 - Data for classification of prospectuses Article 12 - Practical arrangements to ensure the machine readability of the data

CHAPTER IV - ADVERTISEMENTS (Article 13-17)Article 13 - Identification of the prospectus Article 14 - Required content Article 15 - Dissemination of advertisements Q&A Article 16 - Information concerning offers of securities Q&A Article 17 - Procedure for the cooperation between competent authorities

CHAPTER V - SUPPLEMENTS TO THE PROSPECTUS (Article 18)Article 18 - Publication of a supplement to the prospectus Q&A

CHAPTER VI - TECHNICAL ARRANGEMENTS FOR THE FUNCTIONING OF THE NOTIFICATION PORTAL (Article 19-21)Article 19 - Upload of documents and accompanying data Article 20 - Processing and notification of documents and accompanying data Article 21 - Download of documents and accompanying data

CHAPTER VII - FINAL PROVISIONS (Article 22-23)Article 22 - Repeal Article 22a - Summaries of prospectuses approved between 21 July 2019 and 16 September 2020 for non-financial entities issuing equity securities Article 23 - Entry into force

ANNEX I ANNEX II ANNEX III ANNEX IV ANNEX V ANNEX VI ANNEX VII Q&A