No

Details to be reported

Format

1.

Country code for the jurisdiction in which the CSD is established

ISO 3166 2 character country code

2.

Securities settlement system operated by the CSD

Free text

3.

Reporting timestamp (CSD to competent authority/relevant authority)

ISO 8601 date in the UTC time format YYYY-MM-DDThh:mm:ssZ

4.

Reporting period: beginning and end dates of the period covered by the report

ISO 8601 date in the format YYYY-MM-DD-YYYY-MM-DD

5.

CSD Legal Entity Identifier

ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code

6.

Corporate name of the CSD

Free text

7.

Name of the person responsible for the report sent by the CSD

Free text

8.

Function of the person responsible for the report sent by the CSD

Free text

9.

Phone number of the person responsible for the report sent by the CSD

Only numerical characters may be used. The phone number must be provided with the country code and the local area code. No special characters may be used.

10.

Email address of the person responsible for the report sent by the CSD

Email addresses must be supplied using the standard email address convention.

11.

Measures to improve settlement efficiency

Free text

12.

Main reasons for settlement fails (annual summary of the reasons for settlement fails included in the monthly reports)

Free text

13.

Annual volume of settlement instructions

Up to 20 numerical characters reported as whole numbers without decimals.

14.

Annual volume of settlement fails (covering both settlement fails for lack of securities and lack of cash)

Up to 20 numerical characters reported as whole numbers without decimals.

15.

Annual rate of settlement fails based on volume (annual number of settlement fails/annual number of settlement instructions)

(covering both settlement fails for lack of securities and lack of cash)

Percentage value up to 2 decimal places

16.

Annual value (EUR) of settlement instructions

Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character

17.

Annual value (EUR) of settlement fails (covering both settlement fails for lack of securities and lack of cash)

Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character

18.

Annual rate of settlement fails based on value (annual value of settlement fails/annual value of settlement instructions)

(covering both settlement fails for lack of securities and lack of cash)

Percentage value up to 2 decimal places

19.

Eligible for derogation under Article 12 of the delegated regulation on settlement discipline, including the justification

YES/NO

Free text