ANNEX IV | Implementing Regulation 2020/1406 | judict

Updated 19/09/2024

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MAR Tool Implementing Regulation 2020/1406

ANNEX IV

ANNEX IV - Form for the provision of unsolicited exchange of information

ANNEX IV

Form for the provision of unsolicited exchange of information

UNSOLICITED EXCHANGE OF INFORMATION

Table of contents

Recitals Article 1 - Scope Article 2 - Definition Article 3 - Contact points Article 4 - Means of communication Article 5 - Requests for information or cooperation Article 6 - Acknowledgement of receipt Article 7 - Reply to a request Article 8 - Procedures for processing pending requests Article 9 - Unsolicited cooperation or exchange of information Article 10 - Cooperation procedures Article 11 - Referral to ESMA under Article 25(7)Article 12 - Restrictions and permissible uses of information Article 13 - Entry into force ANNEX I - Form for a request for assistance ANNEX II - Form for the acknowledgment of receipt of a request for assistance ANNEX III - Form for the reply to a request for assistance ANNEX IV - Form for the provision of unsolicited exchange of information