Updated 18/09/2024
In force since 27/10/2020

Initial Legal Act
References (8)
07/10/2020
Implementing Regulation 2020/1406 published in OJ
06/02/2018
ESMA70-145-398
Final Draft published
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Implementing Regulation 2020/1406

Commission Implementing Regulation (EU) 2020/1406 of 2 October 2020 laying down implementing technical standards with regard to procedures and forms for exchange of information and cooperation between competent authorities, ESMA, the Commission and other entities under Articles 24(2) and 25 of Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse (Text with EEA relevance)

RecitalsArticle 1 - ScopeArticle 2 - DefinitionArticle 3 - Contact pointsArticle 4 - Means of communicationArticle 5 - Requests for information or cooperationArticle 6 - Acknowledgement of receiptArticle 7 - Reply to a requestArticle 8 - Procedures for processing pending requestsArticle 9 - Unsolicited cooperation or exchange of informationArticle 10 - Cooperation proceduresArticle 11 - Referral to ESMA under Article 25(7)Article 12 - Restrictions and permissible uses of informationArticle 13 - Entry into forceANNEX I - Form for a request for assistanceANNEX II - Form for the acknowledgment of receipt of a request for assistanceANNEX III - Form for the reply to a request for assistanceANNEX IV - Form for the provision of unsolicited exchange of information