ANNEX IX | Implementing Regulation 2017/2382 | judict

Updated 08/03/2025

Metadata

In force

Version from: 07/09/2022

Amendments

Related documents

BaFin (DE) (0)

Central Bank of Ireland (IE) (0)

ESMA (0)

EIOPA (0)

EBA (0)

European Central Bank (0)

DG FISMA (0)

Search within this legal act

MiFID II Tool Implementing Regulation 2017/2382

ANNEX IX

ANNEX IX - Implementing Regulation 2017/2382

ANNEX IX

Table of contents

Recitals Article 1 - Scope Article 2 - General requirements Article 3 - Submission of the investment services and activities passport notification Article 4 - Assessment of completeness and accuracy of the investment services and activities passport notification Article 5 - Communication regarding the investment services and activities passport notification Article 6 - Submission of the change of investment services and activities particulars notification Article 7 - Communication regarding the change of investment services and activities particulars notification Article 8 - Submission of the notification for the provision of arrangements to facilitate access to an MTF or an OTF Article 9 - Communication regarding the notification for the provision of arrangements to facilitate access to an MTF or an OTF Article 10 - Submission of the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification Article 11 - Communication regarding the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification Article 12 - Submission of the branch passport notification Article 13 - Submission of the tied agent passport notification Article 14 - Assessment of completeness and accuracy of the branch passport notification or tied agent passport notification Article 15 - Communication regarding the branch passport notification Article 16 - Communication regarding the tied agent passport notification Article 17 - Submission of the change of branch particulars notification Article 18 - Submission of the change in the tied agent particulars notification Article 19 - Communication regarding the change of branch particulars notification Article 20 - Communication regarding the change of tied agent particulars notification Article 21 - Entry into force and application ANNEX I ANNEX II ANNEX III ANNEX IV ANNEX V ANNEX VI ANNEX VII ANNEX VIII ANNEX IX ANNEX X ANNEX XI ANNEX XII ANNEX XIII