ANNEX III | Implementing Regulation 2017/2382 | judict

Updated 18/09/2024

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Version from: 07/09/2022

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MiFID II Tool Implementing Regulation 2017/2382

ANNEX III

ANNEX III

ANNEX III

Table of contents

Recitals Article 1 - Scope Article 2 - General requirements Article 3 - Submission of the investment services and activities passport notification Article 4 - Assessment of completeness and accuracy of the investment services and activities passport notification Article 5 - Communication regarding the investment services and activities passport notification Article 6 - Submission of the change of investment services and activities particulars notification Article 7 - Communication regarding the change of investment services and activities particulars notification Article 8 - Submission of the notification for the provision of arrangements to facilitate access to an MTF or an OTF Article 9 - Communication regarding the notification for the provision of arrangements to facilitate access to an MTF or an OTF Article 10 - Submission of the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification Article 11 - Communication regarding the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification Article 12 - Submission of the branch passport notification Article 13 - Submission of the tied agent passport notification Article 14 - Assessment of completeness and accuracy of the branch passport notification or tied agent passport notification Article 15 - Communication regarding the branch passport notification Article 16 - Communication regarding the tied agent passport notification Article 17 - Submission of the change of branch particulars notification Article 18 - Submission of the change in the tied agent particulars notification Article 19 - Communication regarding the change of branch particulars notification Article 20 - Communication regarding the change of tied agent particulars notification Article 21 - Entry into force and application ANNEX I ANNEX II ANNEX III ANNEX IV ANNEX V ANNEX VI ANNEX VII ANNEX VIII ANNEX IX ANNEX X ANNEX XI ANNEX XII ANNEX XIII