Updated 16/09/2024
In force since 15/11/2017

Initial Legal Act
References (4)
26/10/2017
Delegated Regulation 2017/1946 published in OJ
23/03/2015
ESMA/2015/613
Final Draft published
17/12/2013
ESMA/2013/1940
Final Draft published
08/07/2013
ESMA/2013/918
Consultation published
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Delegated Regulation 2017/1946

Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm (Text with EEA relevance)

RecitalsArticle 1 - Subject matterArticle 2 - Information to be provided by the proposed acquirerArticle 3 - General information relating to the identity of the proposed acquirer Article 4 - Additional information relating to the proposed acquirer that is a natural person Article 5 - Additional information relating to the proposed acquirer that is a legal person Article 6 - Information on the persons that will effectively direct the business of the target entity Article 7 - Information relating to the proposed acquisition Article 8 - Information on the new proposed group structure and its impact on supervision Article 9 - Information relating to the financing of the proposed acquisition Article 10 - Additional information for qualifying holdings of up to 20 % Article 11 - Additional requirements for qualifying holdings between 20 % and 50 % Article 12 - Additional requirements for qualifying holdings of 50 % or more Article 13 - Reduced information requirements Article 14