Article 2 | Delegated Regulation 2017/584

Article 2 - Self-assessments of compliance with Article 48 of Directive 2014/65/EU (Article 48 of Directive 2014/65/EU)

Article 2

Self-assessments of compliance with Article 48 of Directive 2014/65/EU

(Article 48 of Directive 2014/65/EU)

1. Before the deployment of a trading system and at least once a year, trading venues shall carry out a self-assessment of their compliance with Article 48 of Directive 2014/65/EU, taking into account the nature, scale and complexity of their business. The self-assessment shall include an analysis of all parameters set out in the Annex to this Regulation.

2. Trading venues shall keep a record of their self-assessment for at least five years.

CHAPTER I - GENERAL ORGANISATIONAL REQUIREMENTS FOR TRADING VENUES ENABLING OR ALLOWING ALGORITHMIC TRADING THROUGH THEIR SYSTEMS (Article 1-6)Article 1 - Subject matter and scope (Article 48 of Directive 2014/65/EU) Q&A Article 2 - Self-assessments of compliance with Article 48 of Directive 2014/65/EU (Article 48 of Directive 2014/65/EU)Article 3 - Governance of trading venues (Article 48(1) of Directive 2014/65/EU)Article 4 - Compliance function within the governance arrangements (Article 48(1) of Directive 2014/65/EU)Article 5 - Staffing (Article 48(1) of Directive 2014/65/EU)Article 6 - Outsourcing and procurement (Article 48(1) of Directive 2014/65/EU) GL

CHAPTER II - CAPACITY AND RESILIENCE OF TRADING VENUES (Article 7-24)

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Article 2 - Self-assessments of compliance with Article 48 of Directive 2014/65/EU (Article 48 of Directive 2014/65/EU)

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