Updated 16/09/2024
In force since 20/04/2017

Initial Legal Act
References (8)
10/07/2024
ESMA74-2134169708-7011
Consultation published
31/03/2017
Delegated Regulation 2017/584 published in OJ
28/09/2015
ESMA/2015/1464 - Annex I
Final Draft published
28/09/2015
ESMA/2015/1464 - Annex II
Final Draft published
28/09/2015
ESMA/2015/1464
Final Draft published
22/12/2014
ESMA/2014/1570 - Annex A
Consultation published
19/12/2014
ESMA/2014/1570 - Annex B
Consultation published
19/12/2014
ESMA/2014/1570
Consultation published
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MiFID II ToolDelegated Regulation 2017/584

Delegated Regulation 2017/584

Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues (Text with EEA relevance)

Recitals
Article 1 - Subject matter and scope (Article 48 of Directive 2014/65/EU) Q&AArticle 2 - Self-assessments of compliance with Article 48 of Directive 2014/65/EU (Article 48 of Directive 2014/65/EU)Article 3 - Governance of trading venues (Article 48(1) of Directive 2014/65/EU)Article 4 - Compliance function within the governance arrangements (Article 48(1) of Directive 2014/65/EU)Article 5 - Staffing (Article 48(1) of Directive 2014/65/EU)Article 6 - Outsourcing and procurement (Article 48(1) of Directive 2014/65/EU) GL
Article 7 - Due diligence for members of trading venues (Article 48(1) of Directive 2014/65/EU)Article 8 - Testing of the trading systems (Article 48(1) of Directive 2014/65/EU)Article 9 - Conformance testing (Article 48(6) of Directive 2014/65/EU)Article 10 - Testing the members' algorithms to avoid disorderly trading conditions (Article 48(6) of Directive 2014/65/EU)Article 11 - Trading venues' capacity (Article 48(1) of Directive 2014/65/EU)Article 12 - General monitoring obligations (Article 48(1) of Directive 2014/65/EU)Article 13 - Ongoing monitoring (Article 48(1) of Directive 2014/65/EU)Article 14 - Periodic review of the performance and capacity of the algorithmic trading systems (Article 48(1) of Directive 2014/65/EU)Article 15 - Business continuity arrangements (Article 48(1) of Directive 2014/65/EU) GLArticle 16 - Business continuity plan (Article 48(1) of Directive 2014/65/EU) GLArticle 17 - Periodic review of business continuity arrangements (Article 48(1) of Directive 2014/65/EU)Article 18 - Prevention of disorderly trading conditions (Article 48(4), (5) and (6) of Directive 2014/65/EU) Q&AArticle 19 - Mechanisms to manage volatility (Article 48(5) of Directive 2014/65/EU) Article 20 - Pre-trade and post-trade controls (Article 48(4) and (6) of Directive 2014/65/EU)Article 21 - Pre-determination of the conditions to provide direct electronic access (Article 48(7) of Directive 2014/65/EU)Article 22 - Specific requirements for trading venues permitting sponsored access (Article 48(7) of Directive 2014/65/EU) Q&AArticle 23 - Security and limits to access (Article 48(1) of Directive 2014/65/EU)Article 24 - Entry into force
ANNEX