Article 7 | Delegated Regulation 2021/731

Updated 22/12/2024

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In force

Initial Legal Act

Amendments

Article 7 - Access to the file and use of documents

Article 7

Access to the file and use of documents

1. Where so requested, ESMA shall grant access to the file to the parties to whom the investigation officer or ESMA has sent a statement of findings. Access shall be granted following the notification of any statement of findings.

2. File documents accessed pursuant to paragraph 1 of this Article shall be used only for the purposes of judicial or administrative proceedings concerning the application of Regulation (EU) No 648/2012.

Recitals Article 1 - Subject matter Article 2 - Right to be heard by the investigation officer Article 3 - Right to be heard by ESMA with regard to fines and supervisory measures Article 4 - Right to be heard by ESMA with regard to periodic penalty payments Article 5 - Right to be heard by ESMA with regard to interim decisions imposing fines Article 6 - Right to be heard by ESMA with regard to interim decisions imposing periodic penalty payments Article 7 - Access to the file and use of documents Article 8 - Limitation periods for the imposition of penalties Article 9 - Limitation periods for the enforcement of penalties Article 10 - Collection of fines and periodic penalty payments Article 11 - Calculation of periods, dates and time limits Article 12 - Entry into force

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Article 7 - Access to the file and use of documents

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