Updated 22/12/2024
In force

Version from: 07/05/2021
Amendments
Search within this legal act

Article 1 - Subject matter

Article 1

Subject matter

This Regulation lays down rules of procedure regarding fines and periodic penalty payments to be imposed by the European Securities and Markets Authority (ESMA) on trade repositories or other persons that are subject to ESMA's investigation and enforcement proceedings, including rules on the right of defence and limitation periods.