Updated 22/12/2024
In force

Version from: 07/03/2024
Amendments
Search within this legal act

Article 61 - Information to be publicly disclosed

Article 61

Information to be publicly disclosed

1.  
A CCP shall publicly disclose the general principles underlying its models and their methodologies, the nature of tests performed, with a high level summary of the test results and any corrective actions undertaken.
2.  

A CCP shall make available to the public key aspects of its default procedures, including:

(a) 

the circumstances in which action may be taken;

(b) 

who may take those actions;

(c) 

the scope of the actions which may be taken, including the treatment of both proprietary and client positions, funds and assets;

(d) 

the mechanisms to address a CCP’s obligations to non-defaulting clearing members;

(e) 

the mechanisms to help address the defaulting clearing member’s obligations to its clients.