Updated 01/01/2025
In force

Version from: 29/04/2024
Amendments (3)
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Article 4 - Setting up access to details of derivatives

Article 4

Setting up access to details of derivatives

1.  

A trade repository shall carry out the following tasks:

(a) 

designate a person or persons responsible for liaising with the entities listed in Article 81(3) of Regulation (EU) No 648/2012;

(b) 

publish on its website the instructions to be followed by the entities listed in Article 81(3) of Regulation (EU) No 648/2012 to request access to details of transaction data on derivatives;

(c) 

provide the entities listed in Article 81(3) of Regulation (EU) No 648/2012 with a form referred to in paragraph 2 of this Article;

(d) 

set up access to details of transaction data on derivatives for the entities listed in Article 81(3) of Regulation (EU) No 648/2012, based on information provided in the form referred to in paragraph 2 of this Article;

(e) 

set up the technical arrangements necessary for the entities listed in Article 81(3) of Regulation (EU) No 648/2012 to access details of transaction data on derivatives s in accordance with paragraph 2 of this Article;

(f) 

provide the entities listed in Article 81(3) of Regulation (EU) No 648/2012 with direct and immediate access to details of derivatives within 30 calendar days after that entity submitted a request for setting up such access.

2.  

The entity listed in Article 81(3) of Regulation (EU) No 648/2012 shall request access to details of derivatives using a form developed and made available by a trade repository and specifying at least the following information:

(a) 

the name of the entity;

(b) 

the contact person at the entity;

(c) 

legal responsibilities and mandates of the entity;

(d) 

credentials for a secure SSH FTP connection;

(e) 

any other technical information relevant to the access by the entity to details of derivatives;

(f) 

whether the entity is competent for counterparties in its Member State, in the euro area or in the Union;

(g) 

the types of counterparties for which the entity is competent in accordance with the classification in Table 1 of the Annex to Commission Implementing Regulation (EU) 2022/1860;

(h) 

types of underlyings to derivatives for which the entity is competent;

(i) 

the trading venues supervised by the entity, if any;

(j) 

the CCPs supervised or overseen by the entity, if any;

(k) 

the currency issued by the entity, if any;

(l) 

delivery and interconnection points;

(m) 

the benchmarks used in the Union, the administrator of which is under the supervision of the entity;

(n) 

the characteristics of underlyings supervised by the entity;

(o) 

the characteristics of the parties referred to in fields 16 “Clearing member”, 15 “Broker” in Table 1 and field 142 “Reference entity” in Table 2 of the Annex to Implementing Regulation (EU) 2022/1860 that are supervised by the entity, if any.