ANNEX V
Complementary Identification Code (CIC) Table
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First 2 positions |
Asset listed in |
ISO 3166-1-alpha-2 country code, XV, XL or XT |
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Third position |
Category |
1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
0 |
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Government bonds |
Corporate bonds |
Equity |
Investment funds Collective Investment Undertakings |
Structured notes |
Collateralised securities |
Cash and deposits |
Mortgages and loans |
Property |
Other investments |
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Fourth position |
Sub-category or main risk |
1 |
1 |
1 |
1 |
1 |
1 |
1 |
1 |
1 |
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Central Government bonds |
Corporate bonds |
Common equity |
Equity funds |
Equity risk |
Equity risk |
Cash |
Uncollateralised loans made |
Property (office and commercial) |
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2 |
2 |
2 |
2 |
2 |
2 |
2 |
2 |
2 |
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Supra-national bonds |
Convertible bonds |
Equity of real estate related corporation |
Debt funds |
Interest rate risk |
Interest rate risk |
Transferable deposits (cash equivalents) |
Loans made collateralised with securities |
Property (residential) |
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3 |
3 |
3 |
3 |
3 |
3 |
3 |
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3 |
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Regional government bonds |
Commercial paper |
Equity rights |
Money market funds |
Currency risk |
Currency risk |
Other deposits short term (less than or equal to one year) |
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Property (for own use) |
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4 |
4 |
4 |
4 |
4 |
4 |
4 |
4 |
4 |
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Local authorities bonds |
Money market instruments |
Preferred equity |
Asset allocation funds |
Credit risk |
Credit risk |
Other deposits with term longer than one year |
Mortgages |
Property (under construction for investment) |
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5 |
5 |
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5 |
5 |
5 |
5 |
5 |
5 |
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Treasury bonds |
Hybrid bonds |
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Real estate funds |
Real estate risk |
Real estate risk |
Deposits to cedants |
Other collateralized loans made |
Plant and equipment (for own use) |
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6 |
6 |
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6 |
6 |
6 |
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6 |
6 |
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Covered bond |
Common covered bonds |
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Alternative funds |
Commodity risk |
Commodity risk |
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Loans on policies |
Property (under construction for own use) |
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7 |
7 |
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7 |
7 |
7 |
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National Central Banks |
Covered bonds subject to specific law |
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Private equity funds |
Catastrophe and Weather risk |
Catastrophe and Weather risk |
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8 |
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8 |
8 |
8 |
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Subordinated bonds |
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Infrastructure funds |
Mortality risk |
Mortality risk |
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9 |
9 |
9 |
9 |
9 |
9 |
9 |
9 |
9 |
9 |
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Other |
Other |
Other |
Other |
Other |
Other |
Other |
Other |
Other |
Other |
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Third position |
Category |
A |
B |
C |
D |
E |
F |
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Futures |
Call Options |
Put Options |
Swaps |
Forwards |
Credit derivatives |
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Fourth position |
Sub-category or main risk |
1 |
1 |
1 |
1 |
1 |
1 |
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Equity and index futures |
Equity and index options |
Equity and index options |
Interest rate swaps |
Forward interest rate agreement |
Credit default swap |
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2 |
2 |
2 |
2 |
2 |
2 |
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Interest rate futures |
Bond options |
Bond options |
Currency swaps |
Forward exchange rate agreement |
Credit spread option |
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3 |
3 |
3 |
3 |
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3 |
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Currency futures |
Currency options |
Currency options |
Interest rate and currency swaps |
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Credit spread swap |
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4 |
4 |
4 |
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4 |
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Warrants |
Warrants |
Total return swap |
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Total return swap |
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5 |
5 |
5 |
5 |
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Commodity futures |
Commodity options |
Commodity options |
Security swaps |
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6 |
6 |
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Swaptions |
Swaptions |
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7 |
7 |
7 |
7 |
7 |
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Catastrophe and Weather risk |
Catastrophe and Weather risk |
Catastrophe and Weather risk |
Catastrophe and Weather risk |
Catastrophe and Weather risk |
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8 |
8 |
8 |
8 |
8 |
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Mortality risk |
Mortality risk |
Mortality risk |
Mortality risk |
Mortality risk |
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9 |
9 |
9 |
9 |
9 |
9 |
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Other |
Other |
Other |
Other |
Other |
Other |