(a)

failure to draw up, maintain and update recovery plans, in breach of Article 9;

(b)

failure to provide all the information necessary for the development of resolution plans, in breach of Article 13; and

(c)

failure of the CCP to notify the competent authority when the CCP is failing or likely to fail, in breach of Article 70(1).

(a)

a public statement which indicates the natural person, CCP, or other legal person responsible and the nature of the infringement;

(b)

an order requiring the natural or legal person responsible to cease the conduct and to desist from a repetition of that conduct;

(c)

a temporary ban against the members of the senior management of the CCP or any other natural person, who is held responsible, to exercise functions in a CCP;

(d)

in the case of a legal person, administrative fines of up to 10 % of the total annual turnover of that legal person in the preceding business year. Where the legal person is a subsidiary of a parent undertaking, the relevant turnover shall be the turnover resulting from the consolidated accounts of the ultimate parent undertaking in the preceding business year;

(e)

in the case of a natural person, administrative fines of up to EUR 5 000 000, or in the Member States where the euro is not the official currency, the corresponding value in the national currency on 11 February 2021; and

(f)

administrative fines of up to twice the amount of the benefit derived from the infringement where that benefit can be determined.