Article 38m | MiFIR | Regulation 600/2014

TITLE I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-2)

TITLE II - TRANSPARENCY FOR TRADING VENUES (Article 3-13)

TITLE III - TRANSPARENCY FOR SYSTEMATIC INTERNALISERS AND INVESTMENT FIRMS TRADING OTC AND TICK SIZE REGIME FOR SYSTEMATIC INTERNALISERS (Article 14-23a)

TITLE IV - TRANSACTION REPORTING (Article 24-27)

TITLE IVa - DATA REPORTING SERVICES (Article 27a-27i)

TITLE V - DERIVATIVES (Article 28-34)

TITLE VI - NON-DISCRIMINATORY CLEARING ACCESS FOR FINANCIAL INSTRUMENTS (Article 35-38)

TITLE VIa - ESMA POWERS AND COMPETENCES (Article 38a-38o)

CHAPTER 1 - Competences and procedures (Article 38a-38g)

CHAPTER 2 - Administrative sanctions and other administrative measures (Article 38h-38o)Article 38h - Fines Article 38i - Periodic penalty payments DA Article 38j - Disclosure, nature, enforcement and allocation of fines and periodic penalty payments Article 38k - Procedural rules for taking supervisory measures and imposing fines DA Article 38l - Hearing of the persons concerned DA Article 38m - Review by the Court of Justice Article 38n - Authorisation and supervisory fees DA Article 38o - Delegation of tasks by ESMA to competent authorities

TITLE VII - SUPERVISORY MEASURES ON PRODUCT INTERVENTION AND POSITIONS (Article 39-45)

TITLE VIII - PROVISION OF SERVICES AND PERFORMANCE OF ACTIVITIES BY THIRD-COUNTRY FIRMS FOLLOWING AN EQUIVALENCE DECISION WITH OR WITHOUT A BRANCH (Article 46-49)

TITLE IX - DELEGATED AND IMPLEMENTING ACTS (Article 50-51)

TITLE X - FINAL PROVISIONS (Article 52-55)

Metadata

Level 2 legal acts

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Article 38m - Regulation 600/2014 (MiFIR)

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