(a)

if the infringement has been committed repeatedly, for every time it has been repeated, an additional coefficient of 1,1 shall apply;

(b)

if the infringement has been committed for more than six months, a coefficient of 1,5 shall apply;

(c)

if the infringement has revealed systemic weaknesses in the organisation of the trade repository, in particular in its procedures, management systems or internal controls, a coefficient of 2,2 shall apply;

(d)

if the infringement has a negative impact on the quality of the data it maintains, a coefficient of 1,5 shall apply;

(e)

if the infringement has been committed intentionally, a coefficient of 2 shall apply;

(f)

if no remedial action has been taken since the breach has been identified, a coefficient of 1,7 shall apply;

(g)

if the trade repository’s senior management has not cooperated with ESMA in carrying out its investigations, a coefficient of 1,5 shall apply.

(a)

if the infringement has been committed for less than 10 working days, a coefficient of 0,9 shall apply;

(b)

if the trade repository’s senior management can demonstrate to have taken all the necessary measures to prevent the infringement, a coefficient of 0,7 shall apply;

(c)

if the trade repository has brought quickly, effectively and completely the infringement to ESMA’s attention, a coefficient of 0,4 shall apply;

(d)

if the trade repository has voluntarily taken measures to ensure that a similar infringement cannot be committed in the future, a coefficient of 0,6 shall apply.