ANNEX I | AIFMD | Directive 2011/61/EU

ANNEX I - Directive 2011/61/EU (AIFMD)

ANNEX I

Investment management functions which an AIFM shall at least perform when managing an AIF:

(a)	portfolio management;

(b)	risk management.

Other functions that an AIFM may additionally perform in the course of the collective management of an AIF:

(a)

Administration:

(i)	legal and fund management accounting services;

(ii)	customer inquiries;

(iii)

valuation and pricing, including tax returns;

(iv)	regulatory compliance monitoring;

(v)	maintenance of unit-/shareholder register;

(vi)	distribution of income;

(vii)

unit/shares issues and redemptions;

(viii)

contract settlements, including certificate dispatch;

(ix)	record keeping;

(b)	Marketing;

(c)

Activities related to the assets of AIFs, namely services necessary to meet the fiduciary duties of the AIFM, facilities management, real estate administration activities, advice to undertakings on capital structure, industrial strategy and related matters, advice and services relating to mergers and the purchase of undertakings and other services connected to the management of the AIF and the companies and other assets in which it has invested.

Recitals

CHAPTER I - GENERAL PROVISIONS (Article 1-5)

CHAPTER II - AUTHORISATION OF AIFMs (Article 6-11)

CHAPTER III - OPERATING CONDITIONS FOR AIFMs (Article 12-21)

CHAPTER IV - TRANSPARENCY REQUIREMENTS (Article 22-24)

CHAPTER V - AIFMs MANAGING SPECIFIC TYPES OF AIF (Article 25-30)

CHAPTER VI - RIGHTS OF EU AIFMs TO MARKET AND MANAGE EU AIFs IN THE UNION (Article 31-33)

CHAPTER VII - SPECIFIC RULES IN RELATION TO THIRD COUNTRIES (Article 34-42)

CHAPTER VIII - MARKETING TO RETAIL INVESTORS (Article 43)

CHAPTER IX - COMPETENT AUTHORITIES (Article 44-55)

CHAPTER X - TRANSITIONAL AND FINAL PROVISIONS (Article 56-71)

ANNEX I DAQ&A ANNEX II Q&AGL ANNEX III Q&A ANNEX IV Q&A

Metadata

Level 2 legal acts

Related documents

ANNEX I - Directive 2011/61/EU (AIFMD)

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