Article 9 | Delegated Regulation 2022/25 | judict

Updated 05/02/2025

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IFR Tool Delegated Regulation 2022/25

Article 9

Article 9 - Delegated Regulation 2022/25

Article 9

Methods for measuring derivatives for the purpose of COH

For the purposes of measuring COH in accordance with Article 20 of Regulation (EU) 2019/2033 regarding derivatives, the notional amount of a derivative contract shall be determined pursuant to Article 29(3) of that Regulation.

Table of contents

SECTION 1 - METHODS FOR MEASURING THE RISK-TO-CLIENT K-FACTORS (Article 1-9)Article 1 - Methods for measuring the Risk-to-Client K-factors in the case of investment services and activities conducted using tied agents Article 2 - Methods for measuring the AUM in case of non-discretionary advisory arrangements of an ongoing nature Article 3 - Methods for measuring the AUM in case of discretionary portfolio management Article 4 - Methods for measuring CMH Article 5 - Methods for measuring ASA Q&A Article 6 - Methods for measuring the execution of orders in COH Article 7 - Methods for measuring the reception and transmission of orders in COH Article 8 - Methods for measuring cash trades for the purposes of COH Article 9 - Methods for measuring derivatives for the purpose of COH

SECTION 2 - METHODS FOR MEASURING THE RISK-TO-FIRM K-FACTORS (Article 10-12)