Article 9 | Delegated Regulation 2022/25 | judict

Updated 21/12/2024

Metadata

In force

Initial Legal Act

Amendments

Related documents

BaFin (DE) (0)

Central Bank of Ireland (IE) (0)

ESMA (0)

EIOPA (0)

EBA (0)

European Central Bank (0)

DG FISMA (0)

Search within this legal act

IFR Tool Delegated Regulation 2022/25

Article 9

Article 9 - Methods for measuring derivatives for the purpose of COH

Article 9

Methods for measuring derivatives for the purpose of COH

For the purposes of measuring COH in accordance with Article 20 of Regulation (EU) 2019/2033 regarding derivatives, the notional amount of a derivative contract shall be determined pursuant to Article 29(3) of that Regulation.

Table of contents

SECTION 1 - METHODS FOR MEASURING THE RISK-TO-CLIENT K-FACTORS (Article 1-9)Article 1 - Methods for measuring the Risk-to-Client K-factors in the case of investment services and activities conducted using tied agents Article 2 - Methods for measuring the AUM in case of non-discretionary advisory arrangements of an ongoing nature Article 3 - Methods for measuring the AUM in case of discretionary portfolio management Article 4 - Methods for measuring CMH Article 5 - Methods for measuring ASA Q&A Article 6 - Methods for measuring the execution of orders in COH Article 7 - Methods for measuring the reception and transmission of orders in COH Article 8 - Methods for measuring cash trades for the purposes of COH Article 9 - Methods for measuring derivatives for the purpose of COH

SECTION 2 - METHODS FOR MEASURING THE RISK-TO-FIRM K-FACTORS (Article 10-12)