Article 5
General qualitative metrics for the determination of the additional own funds requirement
1. When determining the amount of the additional own fund requirements for the purposes of Articles 1, 2 and 3, competent authorities shall take into account the following:
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(a) |
the outcomes of the internal capital adequacy assessment process and the internal risk assessment process by the investment firm set out in Article 24 of Directive (EU) 2019/2034; |
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(b) |
data reported in accordance with Articles 54 and 55 of Regulation (EU) 2019/2033; |
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(c) |
the outcome of the reviews carried out in accordance with Articles 36 and 37 of Directive (EU) 2019/2034; |
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(d) |
the results of any other supervisory activities; |
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(e) |
other relevant inputs, including supervisory judgement. |
2. Competent authorities shall ensure comparability in the quantification of the additional own funds requirement imposed across all investment firms under their supervisory remit.