Updated 05/02/2025
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Article 3 - Delegated Regulation 2021/1415

Article 3

Information to be exchanged

Upon a request made pursuant to Article 4, the competent authorities and the ESAs shall exchange at least the following information pursuant to Article 36(1) of Regulation (EU) 2017/2402:

(a)

information on the arrangements, processes and mechanisms referred to in Article 30(2) of that Regulation;

(b)

information on the risk management policies and procedures referred to in Article 30(3) of that Regulation;

(c)

information on the specific effects and material risks referred to in Article 30(4) of that Regulation;

(d)

information and, to the extent available, reports or extracts of reports on any investigation or proceedings commenced with respect to the situations listed in Article 32(1) of that Regulation;

(e)

information and, to the extent available, reports or extracts of reports on any criminal sanction, administrative sanction or remedial measure imposed or taken pursuant to Article 32 or 34 of that Regulation.