Article 5 | Delegated Regulation 2019/980 | judict

Updated 18/09/2024

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PR Tool Delegated Regulation 2019/980

Article 5

Article 5 - Registration document for units of closed-end collective investment undertakings

Article 5

Registration document for units of closed-end collective investment undertakings

For units issued by collective investment undertakings of the closed-end type, the registration document shall contain the information referred to in Annex 4.

Table of contents

CHAPTER I - DEFINITIONS (Article 1)

CHAPTER II - CONTENT OF THE PROSPECTUS (Article 2-23)

SECTION 1 - Minimum information to be included in the registration documents (Article 2-11)Article 2 - Registration document for equity securities Article 3 - Universal registration document Article 4 - Registration document for secondary issuances of equity securities Article 5 - Registration document for units of closed-end collective investment undertakings Article 6 - Registration document for depository receipts issued over shares Article 7 - Registration document for retail non-equity securities Article 8 - Registration document for wholesale non-equity securities Article 9 - Registration document for secondary issuances of non-equity securities Article 10 - Registration document for asset-backed securities Article 11 - Registration document for non-equity securities issued by third countries and their regional and local authorities

SECTION 2 - Minimum information to be included in the securities notes (Article 12-17)

SECTION 3 - Additional information to be included in the prospectus (Article 18-23)

CHAPTER III - FORMAT OF THE PROSPECTUS (Article 24-27)

CHAPTER IV - THE EU GROWTH PROSPECTUS (Article 28-34)

CHAPTER V - SCRUTINY AND APPROVAL OF THE PROSPECTUS AND REVIEW OF THE UNIVERSAL REGISTRATION DOCUMENT (Article 35-45)

CHAPTER VI - FINAL PROVISIONS (Article 46-47)

LIST OF ANNEXES ANNEX 1 Q&A ANNEX 2 Q&A ANNEX 3 Q&A ANNEX 4 Q&A ANNEX 5 Q&A ANNEX 6 Q&A ANNEX 7 Q&A ANNEX 8 Q&A ANNEX 9 Q&A ANNEX 10 Q&A ANNEX 11 Q&A ANNEX 12 Q&A ANNEX 13 Q&A ANNEX 14 Q&A ANNEX 15 Q&A ANNEX 16 Q&A ANNEX 17 Q&A ANNEX 18 Q&A ANNEX 19 Q&A ANNEX 20 Q&A ANNEX 21 Q&A ANNEX 22 Q&A ANNEX 23 Q&A ANNEX 24 Q&A ANNEX 25 Q&A ANNEX 26 Q&A ANNEX 27 Q&A ANNEX 28 Q&A ANNEX 29 Q&A