Article 39 | Delegated Regulation 2019/980 | judict

Updated 18/09/2024

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PR Tool Delegated Regulation 2019/980

Article 39

Article 39 - Scrutiny of the information contained in the prospectus of specialist issuers

Article 39

Scrutiny of the information contained in the prospectus of specialist issuers

Competent authorities may require additional information to be included in the prospectus based on the activities of the specialist issuers falling under one of the categories set out in Annex 29.

Table of contents

CHAPTER I - DEFINITIONS (Article 1)

CHAPTER II - CONTENT OF THE PROSPECTUS (Article 2-23)

CHAPTER III - FORMAT OF THE PROSPECTUS (Article 24-27)

CHAPTER IV - THE EU GROWTH PROSPECTUS (Article 28-34)

CHAPTER V - SCRUTINY AND APPROVAL OF THE PROSPECTUS AND REVIEW OF THE UNIVERSAL REGISTRATION DOCUMENT (Article 35-45)Article 35 - Scope of the scrutiny Article 36 - Criteria for the scrutiny of the completeness of the information contained in the prospectus Article 37 - Criteria for the scrutiny of the comprehensibility of the information contained in the prospectus Article 38 - Criteria for the scrutiny of the consistency of the information contained in the prospectus Article 39 - Scrutiny of the information contained in the prospectus of specialist issuers Article 40 - Additional criteria for the scrutiny of the completeness, consistency and comprehensibility of the information contained in the prospectus Article 41 - Proportionate approach in the scrutiny of draft prospectuses and review of the universal registration document Article 42 - Submission of an application for approval of a draft prospectus or filing of a universal registration document or of amendments thereto Q&A Article 43 - Changes to a draft prospectus during the approval procedure Article 44 - Submission for approval of the final draft of the prospectus Article 45 - Acknowledgment of the receipt of an application for approval of a draft prospectus, or of the filing of a universal registration document or of an amendment thereto, and processing of an application for approval of a draft prospectus

CHAPTER VI - FINAL PROVISIONS (Article 46-47)

LIST OF ANNEXES ANNEX 1 Q&A ANNEX 2 Q&A ANNEX 3 Q&A ANNEX 4 Q&A ANNEX 5 Q&A ANNEX 6 Q&A ANNEX 7 Q&A ANNEX 8 Q&A ANNEX 9 Q&A ANNEX 10 Q&A ANNEX 11 Q&A ANNEX 12 Q&A ANNEX 13 Q&A ANNEX 14 Q&A ANNEX 15 Q&A ANNEX 16 Q&A ANNEX 17 Q&A ANNEX 18 Q&A ANNEX 19 Q&A ANNEX 20 Q&A ANNEX 21 Q&A ANNEX 22 Q&A ANNEX 23 Q&A ANNEX 24 Q&A ANNEX 25 Q&A ANNEX 26 Q&A ANNEX 27 Q&A ANNEX 28 Q&A ANNEX 29 Q&A