Article 4
Setting up of the access to details of SFTs
1. A trade repository shall:
(a) |
designate a person or persons responsible for liaising with the entities listed in Article 12(2) of Regulation (EU) 2015/2365; |
(b) |
publish on its website the instructions that the entities listed in Article 12(2) of Regulation (EU) 2015/2365 are to follow to access details of SFTs; |
(c) |
provide the entities listed in Article 12(2) of Regulation (EU) 2015/2365 with a form as referred to in paragraph 2; |
(d) |
set up the access to details of SFTs by the entities listed in Article 12(2) of Regulation (EU) 2015/2365 only based on information contained in the form provided; |
(e) |
set up the technical arrangements necessary for the entities listed in Article 12(2) of Regulation (EU) 2015/2365 to access SFT details in accordance with Article 5. |
(f) |
provide the entities listed in Article 12(2) of Regulation (EU) 2015/2365 with direct and immediate access to details of SFTs within thirty calendar days after that entity submitted a request for setting up such access; |
2. A trade repository shall prepare a form to be used by the entities listed in Article 12(2) of Regulation (EU) 2015/2365 when submitting a request for setting up access to details of SFT details. That form that shall contain the following entries:
(a) |
the name of the entity; |
(b) |
the contact person at the entity; |
(c) |
the entity's legal responsibilities and mandates; |
(d) |
a list of authorised users of the requested details of SFTs; |
(e) |
credentials for a secure SSH FTP connection; |
(f) |
any other technical information relevant to the entity's access to details of SFTs. |
(g) |
whether the entity is competent for counterparties in its Member State, the euro area or the Union; |
(h) |
the types of counterparties for which the entity is competent as per the classification in Table 1 of Annex I to Implementing Regulation (EU) 2019/363; |
(i) |
the types of SFT that are supervised by the entity; |
(j) |
all Member States where the issuer of securities that were borrowed or lent or provided as collateral is supervised by the entity, if any; |
(k) |
all Member States where the commodities that were borrowed or lent or provided as collateral are supervised by the entity, if any; |
(l) |
the trading venues that are supervised by the entity, if any; |
(m) |
the CCPs that are supervised or overseen by the entity, if any; |
(n) |
the currency that is issued by the entity, if any; |
(o) |
the benchmarks used in the Union, the administrator of which the entity is competent for, if any. |