ANNEX I
Template for reporting and transmission of information on internalised settlement
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Internalised Settlement |
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Settlement Internaliser Information |
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C0010 |
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Country code |
R0010 |
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Reporting timestamp |
R0020 |
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Reporting period |
R0030 |
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LEI |
R0040 |
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Name of person responsible |
R0050 |
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Function of person responsible |
R0060 |
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Phone number |
R0070 |
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Email address |
R0080 |
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Aggregate |
Rate |
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Settled |
Failed |
Total |
Failed |
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Volume |
Value (EUR) |
Volume |
Value (EUR) |
Volume |
Value (EUR) |
Volume % |
Value % |
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C0020 |
C0030 |
C0040 |
C0050 |
C0060 |
C0070 |
C0080 |
C0090 |
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Overall total |
R0090 |
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Financial instruments |
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Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU of the European Parliament and of the Council (1) |
R0100 |
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Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU |
R0110 |
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Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU |
R0120 |
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Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU |
R0130 |
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Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU |
R0140 |
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Units in collective investment undertakings, other than exchange-traded funds |
R0150 |
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Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU |
R0160 |
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Emission allowances |
R0170 |
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Other financial instruments |
R0180 |
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Type of transactions |
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Purchase or sale of securities |
R0190 |
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Collateral management operations |
R0200 |
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Securities lending and securities borrowing |
R0210 |
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Repurchase transactions |
R0220 |
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Other securities transactions |
R0230 |
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Type of client |
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Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU |
R0240 |
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Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU |
R0250 |
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Cash Transfers |
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Total Cash Transfers |
R0260 |
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Each Issuer CSD Information |
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C0100 |
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Issuer CSD identifier |
R0270 |
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Issuer CSD country code |
R0280 |
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Aggregate |
Rate |
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Settled |
Failed |
Total Settled Failed |
Failed |
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Volume |
Value (EUR) |
Volume |
Value (EUR) |
Volume |
Value (EUR) |
Volume % |
Value % |
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C0110 |
C0120 |
C0130 |
C0140 |
C0150 |
C0160 |
C0170 |
C0180 |
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Overall total |
R0290 |
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Financial instruments |
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Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU |
R0300 |
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Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU |
R0310 |
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Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU |
R0320 |
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Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU |
R0330 |
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Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU |
R0340 |
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Units in collective investment undertakings other than ETFs |
R0350 |
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Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU |
R0360 |
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Emission allowances |
R0370 |
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Other financial instruments |
R0380 |
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Type of transactions |
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Purchase or sale of securities |
R0390 |
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Collateral management operations |
R0400 |
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Securities lending and securities borrowing |
R0410 |
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Repurchase transactions |
R0420 |
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Other securities transactions |
R0430 |
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Type of client |
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Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU |
R0440 |
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Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU |
R0450 |
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Cash Transfers |
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Total Cash Transfers |
R0460 |
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(1) Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).